Execution-Only

It’s not whether you’re right or wrong that’s important, but how much money you make when you’re right and how much you lose when you’re wrong.
— George Soros

Our execution-only dealing service is a comprehensive and efficient method to buy and sell securities. If you are comfortable making your own investment decisions, this service is for you.

Our highly professional, qualified and experienced dealing team has an excellent reputation for integrity in the markets. Their expertise in dealing in a wide range of markets and instruments can make a real difference to your returns.

Clients can be assured that they will be dealing with qualified stockbrokers who understand the investment instruments they are trading and the need for efficient execution and settlement of trades.

Markets

We have direct access to the markets and provide best execution and timely execution of orders. Markets covered include:

Equities	Pan-European, North American, Australian and Japanese
Fixed Interest	Pan-European & US government and corporate debt
Collective Investment Schemes	Investment Trusts, Unit Trusts & ETFs
Structured Products	Exchange listed and OTC
Derivatives	Futures, Options, CFDs & Covered Warrants
FX	Free online platform to 44 FX pairs. 1% margin

Online Dealing

Trades may be placed via our robust online dealing platform (excluding overseas equities, fixed interest & options).

Telephone Dealing

We understand that some trades are best executed offline. That’s why we also provide a traditional telephone-based service to our clients. Whether you are undertaking complex options strategies, executing large stock trades or seeking out the best possible price in bonds and small cap stocks, we have a dealing team that will cater for your execution needs.

Value-added Service

We can provide up-to-date market information, monitor stock price movements, keep you informed of news on particular stocks and take limit as well as market orders. Execution-only customers also receive research published by GAM’s Investment Committee which drives our investment management offering.

Summary

For those using this service we aim to:

Take and execute all orders promptly and with best execution
Report back trade confirmations promptly and accurately.
Keep you informed of news and monitor price movements on particular stocks, if requested
Obtain up-to-date market information on request
Take ‘limit’ as well as ‘market’ orders
Provide a premier custody service-no need to worry about missing paperwork or certificates
Provide extended settlement up to T+20